Braun Tibor, Schubert András (szerk.): Szakértői bírálat (peer review) a tudományos kutatásban : Válogatott tanulmányok a téma szakirodalmából (A MTAK Informatikai És Tudományelemzési Sorozata 7., 1993)

EUGENE GARFIELD: Refereeing and Peer Review. Part 1. Opinion and Conjecture on the Effectiveness of Refereeing

6 GARFIELD: REFEREEING AND PEER REVIEW, PART 1 ence. 1 4 It evolved in response to the de­velopment of scholarly societies and the scientific journal. I summarized this and other work in an earlier essay on the changes in scientific communication over the past 300 years. 1 5 According to David A. Kronick, pro­fessor of medical bibliography, Universi­ty of Texas Health Science Center at San Antonio, "science in the seventeenth and eighteenth centuries...differed ir many ways socially, intellectually, am economically from the science of tin­twentieth century." 1 6 Although associ­ations and societies promoting scholarly activities had existed for hundreds of years, 1 7 (p. 46), the social role of "scien­tist," as well as conventions for doing research, had yet to emerge. 1 6 In fact, Kronick notes, "individuals did not begin to regard themselves as scientists rather than philosophers until the seven­teenth century." 1 7 (p. 34) The learned journal as we know it to­day also traces its origins to the seven­teenth century, with the founding of the Philosophical Transactions of the Royal Society of London and the Journal des Sqavans, associated with the Académie des Sciences in Paris. 1 4 By the early eighteenth century, Kronick says, mem­bers of these and other scholarly soci­eties sponsoring official or, semiofficial publications began to realize that if scholars were to have confidence in the content of these journals, then material submitted for publication had to be critically evaluated before it was pub­lished. 1 6 Societies thus began to take measures to preserve their credibility. Some adopted strict regulations governing publication that members had to comply with to retain their membership. And by the mid-eighteenth century, according to Kronick, some —such as the Royal Society of Medicine of Edinburgh, Scotland —had developed techniques of evaluating and approving manuscripts before publication that are almost in­distinguishable from today's system of refereeing. 1 6 Kronick, incidentally, is the author of a recent book on the literature of the life sciences that in­cludes a short section on the refereeing and the publication process in that branch of science. 1 8 The procedures involved in refereeing a manuscript vary from journal to jour­nal and from field to field, but there are certain general steps that virtually every paper has to go through before it is pub­lished. Among the first steps an editor takes, whether or not the journal is ref­ereed, is to evaluate a submission's com­patibility with the scope and style of the journal, according to Robert A. Day, consultant, ISI Pres^ 8 , and former man­aging editor, American Society for Mi­crobiology (ASM) journals. 1 9 Once this is done, an editor must then choose ap­propriate referees for a given manu­script. Donald Christiansen, editor, IEEE Spectrum , conducted a survey of referee selection practices among 26 of the IEEE Transactions editors. Common sources from which referees are recruit­ed include widely recognized experts, members of a journal's editorial board, professional acquaintapces, previous referees, and scientists cited in the au­thor's references. 2 0 Sometimes authors are asked to supply a list of suggested referees. A few journals are using manu­al and computei^assisted bibliographic retrieval methods to select referees. For example, Stevan Hamad, editor, Behav­ioral and Brain Sciences (BBS ), reports that BBS staffers search a microcomput­er file of the journal's referees that has been coded by areas of expertise. They also search the current biobehavioral literature through the Science Citation Index® and the Social Sciences Citation Index® for additional referee candi­dates. 2 1^ Usually two referees are chosen, ac­cording to Claude T. Bishop, director, Division of Biological Sciences, National

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