Braun Tibor, Schubert András (szerk.): Szakértői bírálat (peer review) a tudományos kutatásban : Válogatott tanulmányok a téma szakirodalmából (A MTAK Informatikai És Tudományelemzési Sorozata 7., 1993)

EUGENE GARFIELD: Refereeing and Peer Review. Part 2. The Research on Refereeing and Alternatives in the Present System

EUGENE GARFIELD: Refereeing and Peer Review. Part 2. The Research on Refereeing and Alternatives in the Present System Current Contents, August 11,1986 Continuing our discussion of referee­ing, which focused on complaints about the system in Part 1,' we now examine the empirical research on the subject, the anecdotal literature supporting the current system, and some of the sugges­tions for improving it. Part 3 will appear at a later date and will discuss the peer review of grant proposals. Again we will review the considerable literature of opinion and conjecture, but we will give special attention to the large-scale study by sociologists Stephen Cole, State Uni­versity of New York (SUNY), Stony Brook, and Jonathan R. Cole, Columbia University, New York, 2­3 as well as other papers 4 and special reports. 5 Editors: The Author's Guardians Each anecdote purporting to reveal some fault in the present system of refer­eeing seems to find a ready counterpart in the opinion of a supporter. For in­stance, many critics claim that some ref­erees do not review manuscripts dispas­sionately. But editors say that they usu­ally take great pains to ensure that refer­ees are fair. In Running a Refereeing System, Michael Gordon, research-asso­ciate, Primary Communications Re­search Centre, University of Leicester, UK, recommends the use of two or more referees to reduce the risk of an offhand, frivolous, or biased treatment of a manu­script. 6 (p. 13-5) When referees do cause excessive delays, return unsupported or capricious reports, or otherwise display "questionable ethics," they tend to be retired from the system, according to Patricia Dehmer, Argonne National Laboratory, Illinois, and member. Publi­cations Committee, American Physical Society (APS) in a "Guest Comment" in Physics TodayP Whether this is the case in other disciplines is not known. Critics also suggest that referees some­times take advantage of the privileged information they are privy to in the manuscripts they review. But Dehmer asserts that many APS editors try to en­sure that referees are not working along lines precisely like those of the papers sent to them, to reduce the possibility of conflicts of interest. But this is contrary to the practice in biomedicine and else­where. Most editors try to match sub­missions with reviewers as closely as pos­sible, in an attempt to have the manu­script reviewed by those presumed to be most qualified to judge it. In either case, according to Claude T. Bishop, director. Division of Biological Sciences, National Research Council of Canada (NRCC). and editor-in-chief, NRCC Research Journals, referees ought to disqualify themselves when there is the possibility of a conflict' of interest, or when they feel they cannot be objective about the paper or its author. In some instances, however, they might propose simulta­neous publication of their own paper and the review paper, or even approach the authors of the review paper and pro­pose a collaboration. 8 (p. 50, 82) As a parallel approach, many editors honor author requests that a paper not be sent to a given referee. 7

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